Root Cause Analysis

Ten Tips for Facilitating an Effective Root Cause Analysis


Mark Galley
ThinkReliability
Houston, Texas
ThinkReliability

Conducting a root cause analysis is ultimately about solving a problem. The basic parts of a root cause analysis can be grouped in three areas:

While the steps are basic, the approaches and language for facilitating a root cause analysis vary widely. Some investigations are clear and coherent while others can be confusing and painful. Investigations typically involve multiple people from multiple disciplines within a company and the facilitator plays a key role in how well or how poorly it goes. This site summarizes ten tips for facilitating an effective root cause analysis

Tip #1: The purpose of a root cause analysis is to identify the best solutions
Tip #2: The facilitator collects and organizes information
Tip #3: Focus on the cause-and-effect principle
Tip #4: Recognize that people see things differently
Tip #5: Define the incident by its impact to the overall goals
Tip #6: Prevent arguments about the problem or the cause
Tip #7: Make the analysis visual
Tip #8: Use Microsoft Excel to document the entire investigation
Tip #9: Pick the best solutions from the possible solutions
Tip #10: A complete investigation ties back to the work processes
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